Ashley David Jarvis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley David Jarvis, a licensed former licensee with CE reference ATN579. This person has 3.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-21 | 2013-04-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-08-13 | 2011-04-19 |