Kwai Yee Ng
吳桂儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Yee Ng (吳桂儀), a licensed former licensee with CE reference ATI143. This person has 13.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-03 | 2023-05-02 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-19 | 2021-03-29 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-04-17 | 2020-07-15 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-04-17 | 2021-03-29 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-26 | 2015-03-07 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-26 | 2015-03-07 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-26 | 2015-03-07 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-07-26 | 2015-03-07 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-07 | 2011-04-22 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-07 | 2011-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Yee Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.