Ping Tong Chan
陳炳堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Tong Chan (陳炳堂), a licensed former licensee with CE reference ATE588. This person has 3.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-06 | 2014-12-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-02 | 2011-12-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-20 | 2011-12-12 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-20 | 2011-12-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-14 | 2010-07-17 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-05-14 | 2010-07-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-29 | 2010-04-27 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-29 | 2010-04-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-29 | 2010-04-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ping Tong Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwong Wa Chan | GEO Securities Limited | 2013–2014 |
| Wai Ming Yuen | GEO Securities Limited | 2013–2014 |
| So Yee Chow | GEO Securities Limited | 2013–2014 |
| Sau Man Wong | GEO Securities Limited | 2013–2014 |
| Chin Chiu Lau | GEO Securities Limited | 2013–2014 |
| Chung Ho Ng | GEO Securities Limited | 2013–2014 |
| Morgan Pak On Hui | GEO Securities Limited | 2013–2014 |
| Ho Chuen Cheung | GEO Securities Limited | 2013–2014 |
| Ka Shun Leung | GEO Securities Limited | 2013–2014 |
| Cindy Man Yi Lui | GEO Securities Limited | 2013–2014 |
| Ronny Ming Wai Tong | GEO Securities Limited | 2013–2014 |
| Jojo Kaki Hui | GEO Securities Limited | 2013–2014 |
| Ming Sang Ng | GEO Securities Limited | 2013–2014 |
| Alice Nga Sze Li | GEO Securities Limited | 2013–2014 |
| Jiakuan Huang | GEO Securities Limited | 2014 |
| Lai Mei Wong | GEO Securities Limited | 2013–2014 |
| Qin Wu | GEO Securities Limited | 2014 |
| Spencer Wing Fai Law | GEO Securities Limited | 2013–2014 |
| Sin Nga Ho | GEO Securities Limited | 2014 |
| Wai Yan Fong | GEO Securities Limited | 2014 |