Toby Douglas Bartlett

CE No. ATE545 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toby Douglas Bartlett, a licensed former licensee with CE reference ATE545. This person has 7.8 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
LIM Advisors Limited RO Type 9 - Asset management 2015-10-07 2018-01-03
LIM Advisors Limited Rep Type 9 - Asset management 2015-08-21 2015-10-07
Bradbury Asset Management (Hong Kong) Limited
源盛資產管理（香港）有限公司		 RO Type 9 - Asset management 2012-08-31 2015-08-18
AM Squared Limited Rep Type 9 - Asset management 2009-06-23 2011-12-06

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Toby Douglas Bartlett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ayumu Kuroda LIM Advisors Limited 2015–2018
Gregory John McLaughlin Bradbury Asset Management (Hong Kong) Limited 2012–2015
Yukimi Kondo Bradbury Asset Management (Hong Kong) Limited 2013–2015
Julian Jerome Ulmer Bradbury Asset Management (Hong Kong) Limited 2013–2015
Arjun Vikram Menon AM Squared Limited 2009–2011
Tsz Lung Lau AM Squared Limited 2009–2011
Shyan Wen Lim AM Squared Limited 2009–2011
Hung Hing Wong LIM Advisors Limited 2015–2018
Peter Warbanoff LIM Advisors Limited 2015–2018
Jenny Lai Ting Lam LIM Advisors Limited 2015–2018
Oscar Chow LIM Advisors Limited 2015–2018
Donald Anthony Ewer LIM Advisors Limited 2015–2018
Stefan Vincent White LIM Advisors Limited 2015–2018
Hugo Wong-Berard LIM Advisors Limited 2015–2018
Isaac Yu Seng Vun AM Squared Limited 2009–2011
Carl Huttenlocher AM Squared Limited 2009–2011
Richard Shan Yao Chu AM Squared Limited 2010–2011
Kihoon Cho LIM Advisors Limited 2015–2017
Shu Shin Kuan AM Squared Limited 2009–2011
Hiroaki Toya LIM Advisors Limited 2016–2018
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