Craig Martin Stafford
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Martin Stafford, a licensed former licensee with CE reference ATC363. This person has 6.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-28 | 2018-10-05 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-03-12 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2009-06-10 | 2016-04-11 |