Alexander James Montgomery
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander James Montgomery, a licensed former licensee with CE reference ATB717. This person has 9.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-12 | 2019-03-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-12 | 2019-03-29 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-12 | 2013-04-23 |
| Macquarie Asia Securities Limited | RO | Type 2 - Dealing in futures contracts | 2010-05-04 | 2010-06-25 |
| Macquarie Asia Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-05-27 | 2010-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexander James Montgomery during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.