Xiao Juan Li
李曉娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Juan Li (李曉娟), a licensed Responsible Officer with CE reference ASS795. Currently licensed at 1 firm(s): Kapok Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kapok Capital Management Limited |
RO | Type 4 - Advising on securities | 2024-12-12 | present |
| Kapok Capital Management Limited |
RO | Type 9 - Asset management | 2024-12-12 | present |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Juan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ho To Lau | Kapok Capital Management Limited | 2024–present |