Gloria Tsz Ying Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gloria Tsz Ying Chan (陳芷盈), a licensed Representative with CE reference ASN823. Currently licensed at 1 firm(s): Midland Wealth Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 17.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-30 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-30 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-09 | 2022-08-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-10 | 2010-06-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gloria Tsz Ying Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.