Frank Achim Klausfelder

CE No. ASL549 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Achim Klausfelder, a licensed former licensee with CE reference ASL549. This person has 4.3 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
RCM Asia Pacific Limited Rep Type 1 - Dealing in securities 2012-01-03 2013-08-01
RCM Asia Pacific Limited Rep Type 4 - Advising on securities 2012-01-03 2013-08-01
RCM Asia Pacific Limited Rep Type 9 - Asset management 2012-01-03 2013-08-01
Allianz Global Investors Hong Kong Limited Rep Type 1 - Dealing in securities 2009-06-11 2013-08-01
Allianz Global Investors Hong Kong Limited Rep Type 4 - Advising on securities 2009-06-11 2013-08-01
Allianz Global Investors Hong Kong Limited Rep Type 9 - Asset management 2009-06-11 2013-08-01
Allianz Global Investors Hong Kong Limited RO Type 1 - Dealing in securities 2009-04-07 2009-06-11
Allianz Global Investors Hong Kong Limited RO Type 4 - Advising on securities 2009-04-07 2009-06-11
Allianz Global Investors Hong Kong Limited RO Type 9 - Asset management 2009-04-07 2009-06-11

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Achim Klausfelder during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Andrew Douglas Eu Allianz Global Investors Hong Kong Limited 2009–2013
Raymond Chi Keung Chan Allianz Global Investors Hong Kong Limited 2009–2013
On Na Yau Allianz Global Investors Hong Kong Limited 2009–2012
Shirley Sai Wai Chong Allianz Global Investors Hong Kong Limited 2009–2013
Ka Kin Lo Allianz Global Investors Hong Kong Limited 2009–2013
Lewis Kai Pong Leung Allianz Global Investors Hong Kong Limited 2009–2012
Siu Wing Hui Allianz Global Investors Hong Kong Limited 2010–2013
Ka Man Tsang Allianz Global Investors Hong Kong Limited 2009–2013
Vivian Wing Ting Kam Allianz Global Investors Hong Kong Limited 2009–2012
Angel Li RCM Asia Pacific Limited 2012–2013
Cathleen Karen Chan RCM Asia Pacific Limited 2012–2013
Joo Han Adam Phua RCM Asia Pacific Limited 2012–2013
Yi-Ling Chou Allianz Global Investors Hong Kong Limited 2009–2013
Elvin Tin Yau Yu RCM Asia Pacific Limited 2012–2013
Chi Ho Tse Allianz Global Investors Hong Kong Limited 2009–2011
Mei Suen Ma RCM Asia Pacific Limited 2012–2013
Siu Cheung Law RCM Asia Pacific Limited 2012–2013
Joanna Wai Ming Yang RCM Asia Pacific Limited 2012–2013
Wai Yee Chan RCM Asia Pacific Limited 2012–2013
Dennis Yiu Cheung Lai RCM Asia Pacific Limited 2012–2013
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