Hung-Yin Chen

陳閎縯
CE No. ASE357 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung-Yin Chen (陳閎縯), a licensed former licensee with CE reference ASE357. This person has 2.1 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Cathay Securities (Hong Kong) Limited
國泰證券(香港)有限公司
Rep Type 1 - Dealing in securities 2009-02-05 2011-03-02
Cathay Securities (Hong Kong) Limited
國泰證券(香港)有限公司
Rep Type 4 - Advising on securities 2009-02-05 2011-03-02

Worked alongside

The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Hung-Yin Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Cho Kwong Li Cathay Securities (Hong Kong) Limited 2009–2011
Shun-Tang Miao Cathay Securities (Hong Kong) Limited 2009–2011
I-Teng Cheng Cathay Securities (Hong Kong) Limited 2009–2011
Mei-Hui Huang Cathay Securities (Hong Kong) Limited 2009–2011
Wei-Teng Lin Cathay Securities (Hong Kong) Limited 2009–2011
Ying-Yi Li Cathay Securities (Hong Kong) Limited 2009–2011
Chun-Liang Yeh Cathay Securities (Hong Kong) Limited 2009–2011
Hsun Fang Chang Cathay Securities (Hong Kong) Limited 2009–2011
Yung-Ho Chang Cathay Securities (Hong Kong) Limited 2009–2010
Tsui-Ping Wu Cathay Securities (Hong Kong) Limited 2009–2011
Ching Fong Cathay Securities (Hong Kong) Limited 2009–2010
Shing Yan Choi Cathay Securities (Hong Kong) Limited 2010–2011
Chia-Yu Huang Cathay Securities (Hong Kong) Limited 2009
Yao Huang Cathay Securities (Hong Kong) Limited 2009
Lee Sa Or Cathay Securities (Hong Kong) Limited 2009–2010
Wai Kin Lam Cathay Securities (Hong Kong) Limited 2009
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