Leah Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leah Liu, a licensed former licensee with CE reference ASD686. This person has 2.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-22 | 2012-03-17 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-22 | 2012-03-17 |
| Pantheon Capital (Asia) Limited | Rep | Type 4 - Advising on securities | 2008-12-22 | 2010-01-29 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Leah Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Min Jun Chung | Pantheon Capital (Asia) Limited | 2008–2010 |
| Chris Stanley Meads | Pantheon Capital (Asia) Limited | 2008–2010 |
| Yongzhong Huang | Pantheon Capital (Asia) Limited | 2008–2010 |
| Andrew Jonathan Lebus | Pantheon Capital (Asia) Limited | 2008–2010 |
| Dorothy Wan Hang Lau | Pantheon Capital (Asia) Limited | 2008–2010 |
| Rhoderick Martin Swire | Pantheon Capital (Asia) Limited | 2008–2010 |
| Alexander Wilmerding | Pantheon Capital (Asia) Limited | 2009–2010 |
| Henry Kyle Lui | Pantheon Capital (Asia) Limited | 2008–2009 |
| Brian Lim Ah Ken | Pantheon Capital (Asia) Limited | 2009–2010 |