Ambroise Georges Frey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ambroise Georges Frey, a licensed former licensee with CE reference ASD203. This person has 8.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-11-03 | 2022-02-14 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2020-11-03 | 2022-02-14 |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2018-10-11 | 2020-06-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-11 | 2020-06-30 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2016-08-16 | 2018-06-22 |
| Natixis Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-08-16 | 2018-06-22 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2016-08-16 | 2018-06-22 |
| Natixis Asia Limited | Rep | Type 5 - Advising on futures contracts | 2016-08-16 | 2018-06-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-05 | 2012-07-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-12-05 | 2012-07-07 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-12-05 | 2012-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ambroise Georges Frey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.