Hoi Yin Ng
吳凱燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yin Ng (吳凱燕), a licensed former licensee with CE reference ARO900. This person has 7.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iTrade Securities Investment Limited 美信證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-15 | 2018-09-15 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-09 | 2016-02-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-09-05 | 2013-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Yin Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.