John West Riggs
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John West Riggs, a licensed former licensee with CE reference ARO321. This person has 3.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-01 | 2012-10-31 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-01 | 2012-10-31 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-04-01 | 2012-10-31 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-27 | 2009-06-15 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-27 | 2009-06-15 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-27 | 2009-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John West Riggs during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.