Wing Yi Mok
莫頴宜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yi Mok (莫頴宜), a licensed former licensee with CE reference ARL063. This person has 2.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-08-24 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-07-29 | 2011-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-07-30 | 2009-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wing Yi Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.