Stephen Benjamin Schwartz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Benjamin Schwartz, a licensed former licensee with CE reference ARJ142. This person has 8.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
RO | Type 10 - Providing credit rating services | 2017-08-18 | 2022-01-11 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 - Providing credit rating services | 2016-12-01 | 2017-08-18 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2014-03-31 | 2016-10-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-08-14 | 2009-09-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Benjamin Schwartz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.