Ka Hou Tse
謝嘉豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hou Tse (謝嘉豪), a licensed former licensee with CE reference ARE470. This person has 9.0 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-15 | 2025-05-31 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-10-15 | 2025-05-31 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
RO | Type 9 - Asset management | 2024-10-15 | 2025-05-31 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-10 | 2024-10-15 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-10 | 2024-10-15 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-09-10 | 2024-10-15 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-16 | 2024-07-31 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 4 - Advising on securities | 2021-11-16 | 2024-07-31 |
| Aurelius Financial Group Limited 旭倫資本有限公司 |
RO | Type 9 - Asset management | 2021-11-16 | 2024-07-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-04-21 | 2019-09-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-17 | 2009-08-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-17 | 2009-08-28 |
| Aberdeen International Investment Management Limited | Rep | Type 1 - Dealing in securities | 2008-06-11 | 2009-04-30 |
| Aberdeen International Investment Management Limited | Rep | Type 4 - Advising on securities | 2008-06-11 | 2009-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Hou Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.