Michael Richard Trevor Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Richard Trevor Smith, a licensed former licensee with CE reference AQY075. This person has 5.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peak Capital Limited | RO | Type 1 - Dealing in securities | 2015-05-28 | 2018-01-25 |
| Peak Capital Limited | RO | Type 4 - Advising on securities | 2015-05-28 | 2018-01-25 |
| Peak Capital Limited | Rep | Type 1 - Dealing in securities | 2013-02-07 | 2015-05-28 |
| Peak Capital Limited | Rep | Type 4 - Advising on securities | 2013-02-07 | 2015-05-28 |
| LaSalle Investment Management Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-06-23 | 2009-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Richard Trevor Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.