Barry Steven Ridley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Steven Ridley, a licensed former licensee with CE reference AQX335. This person has 7.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-04 | 2022-10-21 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-07 | 2012-01-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-06-07 | 2012-01-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2010-06-07 | 2012-01-20 |
| MainFirst Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-04-24 | 2010-02-26 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2008-04-24 | 2010-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Barry Steven Ridley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.