Ka Yin Kwok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yin Kwok (郭家賢), a licensed Responsible Officer with CE reference AQW492. Currently licensed at 1 firm(s): SDIC Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 3.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2026-08-26 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2026-08-26 | present |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-24 | 2016-05-13 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2014-03-26 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-17 | 2008-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yin Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.