Wai Lam Tai
戴慧琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lam Tai (戴慧琳), a licensed former licensee with CE reference AQT312. This person has 5.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-29 | 2015-06-26 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-29 | 2015-06-26 |
| Julius Baer (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-06-24 | 2011-06-13 |
| Julius Baer (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-06-02 | 2011-06-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-04-07 | 2009-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Lam Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.