Nathan Keith Mintz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nathan Keith Mintz, a licensed former licensee with CE reference AQT165. This person has 6.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-02 | 2016-12-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-28 | 2016-12-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-28 | 2016-12-31 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2010-07-07 | 2011-03-08 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2010-07-07 | 2011-03-08 |
| BTIG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-05-26 | 2010-05-06 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-07 | 2008-05-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-07 | 2008-05-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nathan Keith Mintz during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.