Bertrand Sijia Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bertrand Sijia Chen, a licensed former licensee with CE reference AQS921. This person has 5.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2013-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-04-02 | 2013-10-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-04-02 | 2013-10-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-04-02 | 2010-08-20 |