Chia Sheng Lin
林佳聲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia Sheng Lin (林佳聲), a licensed former licensee with CE reference AQQ622. This person has 9.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 4 - Advising on securities | 2018-04-19 | 2021-04-30 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-06 | 2021-04-30 |
| Frontier Capital Investment Limited 方達資本投資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-02-06 | 2021-04-30 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-15 | 2017-01-04 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-01-15 | 2017-01-04 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-03 | 2015-01-15 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-03 | 2014-12-16 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-03 | 2015-01-15 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-03-18 | 2010-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chia Sheng Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.