Helena Siu Chuen Chen
陳少荃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helena Siu Chuen Chen (陳少荃), a licensed former licensee with CE reference AQM675. This person has 1.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-02 | 2012-09-20 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-02 | 2012-09-20 |
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-08 | 2009-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Helena Siu Chuen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.