Dominic Christopher James Noel-Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Christopher James Noel-Johnson, a licensed former licensee with CE reference AQM244. This person has 2.6 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-11 | 2010-08-30 |