Karen Ka Hang Lee
李嘉珩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Hang Lee (李嘉珩), a licensed Representative with CE reference AQJ949. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 4.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-02 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-30 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-04-30 | 2010-12-06 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2009-01-20 | 2010-02-08 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2009-01-20 | 2010-02-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-01-31 | 2008-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Ka Hang Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Samson Yiu Cho Lui | CAIIS Limited | 2009–2010 |
| Stephen Wing Lok Liew | CAIIS Limited | 2009–2010 |
| Wing Yan Lee | CAIIS Limited | 2009–2010 |
| Fernand Jean-Luc Anglada | CAIIS Limited | 2009–2010 |
| Irene Suk Ching Chow | CAIIS Limited | 2009–2010 |
| Chun Yu Choy | CAIIS Limited | 2009–2010 |
| Philip Chi Kwan Chan | CAIIS Limited | 2009–2010 |
| Marian Chung Yee Ho | CAIIS Limited | 2009–2010 |
| Shirley Yan-Fen Ho | CAIIS Limited | 2009–2010 |
| Ying Man Kwok | CAIIS Limited | 2009–2010 |
| Timothy Kwok Cheung Lo | CAIIS Limited | 2009–2010 |
| Janet Kar Ming Lau | CAIIS Limited | 2009–2010 |
| Esther Yat Chu Leung | CAIIS Limited | 2009–2010 |
| Mei San Leung | CAIIS Limited | 2009–2010 |
| Annie Shuk Ming Leung | CAIIS Limited | 2009–2010 |
| Lap Fai Lee | CAIIS Limited | 2009–2010 |
| Selina Siu Kam Tsang | CAIIS Limited | 2009–2010 |
| Wai Ling Tsang | CAIIS Limited | 2009–2010 |
| Catherine Pik Yiu Tsoi | CAIIS Limited | 2009–2010 |
| Yeuk Yu Tai | CAIIS Limited | 2009–2010 |