Thomas Ka Ming Yu
余家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Ka Ming Yu (余家明), a licensed former licensee with CE reference AQI247. This person has 16.0 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seaga International Limited 恒昇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-11 | 2024-09-13 |
| Stifel Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-10-15 | 2021-12-31 |
| Stifel Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2019-03-21 | 2020-10-15 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-01-22 | 2018-12-21 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-01-22 | 2018-12-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Ka Ming Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.