Lin Zhu
朱琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Zhu (朱琳), a licensed former licensee with CE reference AQG873. This person has 7.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2014-08-11 | 2017-06-30 |
| CVC Asia Pacific Limited | Rep | Type 6 - Advising on corporate finance | 2014-08-11 | 2017-06-30 |
| CVC Asia Pacific Limited | Rep | Type 9 - Asset management | 2014-08-11 | 2017-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-15 | 2014-06-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-08-15 | 2014-06-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2009-05-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-10 | 2009-05-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-15 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-01-15 | 2008-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Zhu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.