Herman Supangat
潘顯萬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Supangat (潘顯萬), a licensed former licensee with CE reference AQF073. This person has 1.7 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-11 | 2010-07-19 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-11 | 2010-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-11 | 2010-07-19 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-11 | 2010-07-19 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-29 | 2010-02-12 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-29 | 2010-02-12 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-26 | 2009-09-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-26 | 2009-09-15 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-21 | 2009-01-03 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-13 | 2009-01-03 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-10 | 2008-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Herman Supangat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.