Tung Kim Nguyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Kim Nguyen, a licensed former licensee with CE reference AQE677. This person has 1.3 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Capital Management (HK) Limited | RO | Type 4 - Advising on securities | 2008-01-28 | 2009-06-01 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Kim Nguyen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Maria Shuk Man Leung | Dragon Capital Management (HK) Limited | 2008–2009 |
| Raymond Peter Ryder | Dragon Capital Management (HK) Limited | 2008–2009 |