Yan Sze
施昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Sze (施昕), a licensed Responsible Officer with CE reference AQE201. Currently licensed at 1 firm(s): KPMG Corporate Finance Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 15.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-11-27 | present |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-29 | 2023-11-27 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-01-12 | 2014-04-04 |
| PricewaterhouseCoopers Corporate Finance Limited | Rep | Type 6 - Advising on corporate finance | 2010-03-25 | 2010-12-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-16 | 2009-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-16 | 2009-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-03-16 | 2009-10-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-19 | 2009-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-19 | 2009-01-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-12-19 | 2009-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.