Sarah Quanquan Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Quanquan Wu, a licensed former licensee with CE reference APR431. This person has 4.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-07-12 | 2012-09-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-21 | 2010-06-15 |