Sum Wu
胡森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Wu (胡森), a licensed former licensee with CE reference APQ515. This person has 16.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-06 | 2024-06-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-19 | 2024-06-11 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-19 | 2011-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.