Min Chow Sai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Chow Sai, a licensed former licensee with CE reference APN590. This person has 11.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-20 | 2019-04-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-28 | 2008-09-29 |