Hiu Ying Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Ying Chung (鍾曉瑩), a licensed Responsible Officer with CE reference APL398. Currently licensed at 1 firm(s): Harmonia Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.9 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmonia Capital Limited 仁和資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-09 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
RO | Type 4 - Advising on securities | 2019-12-09 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
RO | Type 9 - Asset management | 2019-12-09 | present |
| iBest Consultants Limited | RO | Type 1 - Dealing in securities | 2018-08-22 | 2019-01-15 |
| iBest Consultants Limited | RO | Type 4 - Advising on securities | 2018-08-22 | 2019-01-15 |
| iBest Consultants Limited | RO | Type 9 - Asset management | 2018-08-22 | 2019-01-15 |
| iBest Investment Services Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2018-01-09 | 2019-01-25 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2017-08-30 | 2018-08-22 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2017-08-30 | 2018-08-22 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2015-11-13 | 2018-08-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-13 | 2019-06-27 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-07-13 | 2019-06-27 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-05-18 | 2015-11-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-07-05 | 2019-06-27 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-02 | 2019-12-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-29 | 2019-12-03 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-20 | 2008-02-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiu Ying Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.