Siu Wai Kwok
郭小惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Kwok (郭小惠), a licensed former licensee with CE reference APH017. This person has 3.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2010-10-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-16 | 2010-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wai Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.