Yuen Yee Lai
黎苑兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yee Lai (黎苑兒), a licensed former licensee with CE reference APF059. This person has 5.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-14 | 2013-12-20 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-14 | 2013-12-20 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-07 | 2012-02-25 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-07 | 2012-02-25 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-26 | 2010-10-29 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-23 | 2010-10-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-06-28 | 2009-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Yee Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.