George Patrick Thio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Patrick Thio, a licensed former licensee with CE reference APD705. This person has 3.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-25 | 2011-07-25 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2011-05-17 | 2011-07-25 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-24 | 2011-05-17 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-24 | 2011-07-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-11 | 2008-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as George Patrick Thio during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.