Hsiao-Lin Lo
羅曉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao-Lin Lo (羅曉玲), a licensed former licensee with CE reference AOY595. This person has 2.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-04 | 2009-08-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 4 - Advising on securities | 2007-07-04 | 2009-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsiao-Lin Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.