Lorraine Sien-Yue Lam
林倩如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lorraine Sien-Yue Lam (林倩如), a licensed former licensee with CE reference AOY223. This person has 8.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Righteous Capital Limited 正平資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-30 | 2022-11-18 |
| Righteous Capital Limited 正平資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-30 | 2022-11-18 |
| Righteous Capital Limited 正平資本有限公司 |
Rep | Type 9 - Asset management | 2020-11-30 | 2022-11-18 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-11-11 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-30 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-30 | 2017-08-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-05 | 2012-10-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-23 | 2012-10-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-29 | 2008-07-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lorraine Sien-Yue Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.