Edmond Kwong Wai Shum
沈廣威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Kwong Wai Shum (沈廣威), a licensed former licensee with CE reference AOU146. This person has 10.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-01 | 2012-03-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-01 | 2019-01-30 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-23 | 2009-02-17 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-10 | 2008-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edmond Kwong Wai Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.