James Kai Yuen Yip
葉啟元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kai Yuen Yip (葉啟元), a licensed former licensee with CE reference AOU039. This person has 0.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-03 | 2008-03-25 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-04 | 2007-10-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Kai Yuen Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.