Emma Catherine Quinn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emma Catherine Quinn, a licensed former licensee with CE reference AOS451. This person has 11.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-08 | 2023-03-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-02-08 | 2023-03-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 - Advising on securities | 2012-02-08 | 2023-03-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2012-02-08 | 2023-03-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-31 | 2012-02-08 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-31 | 2012-02-08 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-31 | 2012-02-08 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-10-31 | 2012-02-08 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-06 | 2008-10-10 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-28 | 2007-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Emma Catherine Quinn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.