Ming Shan
單明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Shan (單明), a licensed former licensee with CE reference AOM602. This person has 2.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-04-08 | 2012-08-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-04-08 | 2012-08-31 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2011-04-08 | 2012-08-31 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-31 | 2008-07-23 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-31 | 2008-07-23 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-01-31 | 2008-07-23 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Shan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.