Ricky Wai Kei Lau
劉偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wai Kei Lau (劉偉基), a licensed former licensee with CE reference AOK813. This person has 1.0 year of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-12 | 2008-04-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-02 | 2007-10-26 |