Richard Kwok Kuen Lau
劉國權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Kwok Kuen Lau (劉國權), a licensed former licensee with CE reference AOI911. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-20 | 2007-03-14 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-20 | 2007-03-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Kwok Kuen Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.