Chuen Lok Yau
丘傳樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuen Lok Yau (丘傳樂), a licensed former licensee with CE reference AOH902. This person has 16.3 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-01 | 2024-08-23 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-03-25 | 2024-08-23 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
RO | Type 9 - Asset management | 2020-03-25 | 2024-08-23 |
| China Shandong International Asset Management Limited 華魯國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-03-06 | 2020-03-25 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
RO | Type 9 - Asset management | 2017-11-03 | 2020-03-02 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-07-09 | 2017-05-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-12 | 2015-07-06 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-12 | 2015-07-06 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-12 | 2015-07-06 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-12 | 2015-07-06 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-12 | 2015-07-06 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-11-12 | 2015-07-06 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-20 | 2014-10-27 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-20 | 2014-10-27 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 - Asset management | 2014-10-20 | 2014-10-27 |
| BMI Securities Limited 邦盟滙駿證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-12 | 2014-10-13 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-26 | 2014-10-13 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-26 | 2014-10-13 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
Rep | Type 9 - Asset management | 2013-07-26 | 2014-10-13 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-20 | 2012-09-28 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-12-20 | 2012-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chuen Lok Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.