Yan Chan
陳昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Chan (陳昕), a licensed Responsible Officer with CE reference AOG953. Currently licensed at 1 firm(s): TriTree Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.4 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TriTree Capital Limited 本深資本有限公司 |
RO | Type 4 - Advising on securities | 2025-01-24 | present |
| TriTree Capital Limited 本深資本有限公司 |
RO | Type 9 - Asset management | 2025-01-24 | present |
| TriTree Capital Limited 本深資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-23 | 2025-01-24 |
| TriTree Capital Limited 本深資本有限公司 |
Rep | Type 9 - Asset management | 2023-02-23 | 2025-01-24 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2017-09-06 | 2023-02-18 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 - Asset management | 2016-01-27 | 2023-02-18 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-04 | 2017-09-06 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2014-02-04 | 2016-01-27 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-07 | 2014-01-31 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 9 - Asset management | 2010-07-07 | 2014-01-31 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-12-28 | 2010-06-30 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-25 | 2010-06-30 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-10 | 2009-10-25 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-18 | 2008-01-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-18 | 2008-01-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2007-01-18 | 2008-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Leong Kwok | MFG Limited | 2018–2021 |
| Chi Kin Lee | TriTree Capital Limited | 2023–present |
| Kenneth Kin Wong | Springboard Capital Limited | 2010–2014 |
| Sze Wan Au | MFG Limited | 2014–2023 |
| Tsz Kwong Tang | TriTree Capital Limited | 2023–2025 |
| Ivan Tak Shing Chan | MFG Limited | 2014–2022 |
| Vancy Wai Ching Cheung | MFG Limited | 2014–2023 |
| Diana Siu Lan Lau | MFG Limited | 2014–2023 |
| Cheryl Sin Yu Chan | MFG Limited | 2014–2023 |
| Chuen Loong Hugh | Springboard Capital Limited | 2011–2014 |
| Franklin Ching Kuen Heng | Springboard Capital Limited | 2011–2014 |
| Ching Leung Wong | MFG Limited | 2017–2023 |
| Yuan Hong Li | MFG Limited | 2018–2023 |
| Hoi Fai Lai | Springboard Capital Limited | 2010–2011 |
| Yingqing Liang | TriTree Capital Limited | 2025–present |
| Chak Ming Li | MFG Limited | 2015–2018 |
| Dik Hui | Springboard Capital Limited | 2011–2013 |
| Che Chiu Lee | MFG Limited | 2017–2023 |
| Billy Ho Fu Wong | MFG Limited | 2018–2023 |
| Wing Hin Chui | MFG Limited | 2018–2023 |