David Ka On Lau
劉家安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ka On Lau (劉家安), a licensed former licensee with CE reference AOE652. This person has 6.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-12-20 | 2013-12-06 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-18 | 2010-09-24 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2009-11-27 | 2010-04-28 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-11-20 | 2009-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Ka On Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.